Ethics

Our Approach

Northern Trust maintains an overriding commitment to the highest standards of integrity, ethics, and honesty. Our Code of Business Conduct and Ethics provides the foundation of that commitment and defines our relationships with our clients, with each other, and with all the people that contribute to Northern Trust’s success.

Concerns regarding Northern Trust or the conduct of its people should be referred to our Business Abuse and Employee Relations Hotline, which is run by NAVEX Global, an independent third party, by any of the following methods:

By Secure Website: https://www.tnwinc.com/northerntrust/

By Phone:

• China: 10-800-711-0644
• India: 888-372-8798
• Ireland: 1-800-558-650
• North America: 1-800-241-5689
• Singapore: 800-110-1876
• United Kingdom and Guernsey: 0808-234-5975
• Other locations: 1-770-613-6716