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SEC and Other Regulatory Filings

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SEC Filings

Recent Northern Trust filings with the Securities and Exchange Commission

Call and Y9C Reports

Northern Trust Corporation

Y9C Report Fourth Quarter 2018
Y9C Report Third Quarter 2018
Y9C Report Second Quarter 2018
Y9C Report First Quarter 2018
Y9C Report Fourth Quarter 2017
Y9C Report Third Quarter 2017
Y9C Report Second Quarter 2017
Y9C Report First Quarter 2017
Y9C Report Fourth Quarter 2016
Y9C Report Third Quarter 2016
Y9C Report Second Quarter 2016
Y9C Report First Quarter 2016
Y9C Report Fourth Quarter 2015
Y9C Report Third Quarter 2015
Y9C Report Second Quarter 2015
Y9C Report First Quarter 2015
Y9C Report Fourth Quarter 2014
Y9C Report Third Quarter 2014
Y9C Report Second Quarter 2014
Y9C Report First Quarter 2014
Y9C Report Fourth Quarter 2013
Y9C Report Third Quarter 2013
Y9C Report Second Quarter 2013
Y9C Report First Quarter 2013

The Northern Trust Company

Call Report Fourth Quarter 2018
Balance Sheet Fourth Quarter 2018
Call Report Third Quarter 2018
Balance Sheet Third Quarter 2018
Call Report Second Quarter 2018
Balance Sheet Second Quarter 2018
Call Report First Quarter 2018
Balance Sheet First Quarter 2018
Call Report Fourth Quarter 2017
Balance Sheet Fourth Quarter 2017
Call Report  Call Report Third Quarter 2017
Balance Sheet Third Quarter 2017
Call Report Second Quarter 2017
Balance Sheet Second Quarter 2017
Call Report First Quarter 2017
Balance Sheet First Quarter 2017
Call Report Fourth Quarter 2016
Balance Sheet Fourth Quarter 2016
Call Report Third Quarter 2016
Balance Sheet Third Quarter 2016
Call Report Second Quarter 2016
Balance Sheet Second Quarter 2016
Call Report First Quarter 2016
Balance Sheet First Quarter 2016
Call Report Fourth Quarter 2015
Balance Sheet Fourth Quarter 2015
Call Report Third Quarter 2015
Balance Sheet Third Quarter 2015
Call Report Second Quarter 2015
Balance Sheet Second Quarter 2015
Call Report First Quarter 2015
Balance Sheet First Quarter 2015
Call Report Fourth Quarter 2014
Balance Sheet Fourth Quarter 2014
Call Report Third Quarter 2014
Balance Sheet Third Quarter 2014
Call Report Second Quarter 2014
Balance Sheet Second Quarter 2014
Call Report First Quarter 2014
Balance Sheet First Quarter 2014
Call Report Fourth Quarter 2013
Balance Sheet Fourth Quarter 2013
Call Report Third Quarter 2013
Balance Sheet Third Quarter 2013
Call Report Second Quarter 2013
Balance Sheet Second Quarter 2013
Call Report First Quarter 2013
Balance Sheet First Quarter 2013

Basel Pillar 3 Disclosures

Pillar 3 requires qualitative and quantitative descriptions of capital structure, capital adequacy, internal control processes, risk management and the nature of underlying risks. The purpose of Pillar 3 disclosures is to provide information on banking institutions’ regulatory capital and risk management practices.

Below are links to the Basel Pillar 3 reports of Northern Trust Corporation and its non-U.S. legal entities for which publication on our website is required or recommended by regulators.

Market Risk Rule Disclosure

Liquidity Coverage Ratio Disclosure

Dodd-Frank Act Stress Test Disclosure

Global Tax Strategy